Time-Barred Claims Dismissed in Arbitration and in Court

Client Type: Private Company

We successfully represented Securities Service Network and one of its investment advisory representatives in obtaining dismissal of customer claims against the firm, first in a FINRA arbitration on grounds that the claims were brought outside of FINRA’s six year eligibility period and, then, in a state court action on grounds that the claims were barred by the applicable statutes of limitation. A. Dale Ray v. Securities Service Network, Inc., et al. (FINRA Case No. 07-02602); (Tenn. Cir. Ct. 14th Jud. Dist., Case No. 37-388 (filed Nov. 19, 2009)).

Securities Service Network, Inc. is a privately owned, independent contractor broker/dealer headquartered in Knoxville, Tennessee.

We successfully represented Securities Service Network and one of its investment advisory representatives in obtaining dismissal of customer claims against the firm, first in a FINRA arbitration on grounds that the claims were brought outside of FINRA’s six year eligibility period and, then, in a state court action on grounds that the claims were barred by the applicable statutes of limitation. A. Dale Ray v. Securities Service Network, Inc., et al. (FINRA Case No. 07-02602); (Tenn. Cir. Ct. 14th Jud. Dist., Case No. 37-388 (filed Nov. 19, 2009)).

Securities Service Network, Inc. is a privately owned, independent contractor broker/dealer headquartered in Knoxville, Tennessee.